Werner Abraham

Wim Kosmeijer

Erich Reuland

TRENDS IN LINGUISTICS is a series of books that open new perspectives in our understanding of language. The series publishes state-of-the-art work on core areas of linguistics across theoretical frameworks as well as studies that provide new insights by building bridges to neighbouring fields such as neuroscience and cognitive science. TRENDS IN LINGUISTICS considers itself a forum for cutting-edge research based on solid empirical data on language in its various manifestations, including sign languages. It regards linguistic variation in its synchronic and diachronic dimensions as well as in its social contexts as important sources of insight for a better understanding of the design of linguistic systems and the ecology and evolution of language. TRENDS IN LINGUISTICS publishes monographs and outstanding dissertations as well as edited volumes, which provide the opportunity to address controversial topics from different empirical and theoretical viewpoints. High quality standards are ensured through anonymous reviewing.

Issues in Germanic Syntax

Papers from a conference held in Groningen in 1992.

Dialektsyntax

Elisabeth Leiss

Elisabeth Stark

The following theoretical-empirical points on the DP are discussed: Article and its referential-anaphoric properties by Abraham (Determiners in Centering Theory); Bartra (On bare NPs in Old Spanish and Catalan); identification of all functional nominal categories by Stvan (Bare singular count nouns); Kupisch & Koops (Specificity and negation); Jäger (History of German indefinite determiners); typological comparison of the interaction of nominal and verbal determination by Abraham (Discourse-functional crystallization of the or­ig­inal demonstrative); Leiss (Covert (in)definiteness and aspect in Old Icelandic, Goth­ic, Old High German); Lohndal (Double definiteness during Old Norse); emergence of DP in ontogeny/phylogeny by Osawa (DP, TP and aspect in Old English and L1 acquisition); Bittner (Early functions of definites in L1 acquisition); Wood (Demonstratives and possessives emergent from Old English); Bauer ((in)defin­ite articles in Indo-European) and Stark (Variation in nominal indefiniteness in Romance).

Typology, Context Constraints, and Historical Emergence

Nominal Determination

Modality is the way a speaker modifies her declaratives and other speech acts to optimally assess the common ground of knowledge and belief of the addressee with the aim to optimally achieve understanding and an assessment of relevant information exchange. In languages such as German (and other Germanic languages outside of English), this may happen in covert terms. Main categories used for this purpose are modal adverbials ("modal particles") and modal verbs. Epistemic uses of modal verbs (like German sollen) cover evidential (reportative) information simultaneously providing the source of the information. Methodologically, description and explanation rest on Karl Bühler's concept of Origo as well as Roman Jakobson's concept of shifter. Typologically, East Asian languages such as Japanese pursue these semasiological fundaments far more closely than the European languages. In particular, Japanese has to mark the source of a statement in the declarative mode such that the reliability may be assessed by the hearer. The contributions in this collection provide insight into these modal techniques.

Modality and Theory of Mind Elements across Languages

Yasuhiro Fujinawa

Thetics and Categoricals do not belong to the categories of German grammar. Thetics were introduced in logic as impersonal and broad focus constructions. They left profound and extensive traces in the logic of the late 19th century. For the class of thetic propositions, the criterion of textual exclusion plays the major role, i.e. the absence of any common grounds and of any anaphorism and background. In the foreground are sentences with sub­ject inversion, subject suppression and detopicalization. These and only these are suitable for text begin­nings, jokes, stage advertisements and solipsistic exclamatives, thus speech acts without com­mu­nicative goals – free expressives in the true sense of the word. The contribu­tions in this volume not only guide the reader through the history of philosophical logic and distributions of impersonals in contrast to Kantian categorical sentences, but also the correspondences in Japanese and Chinese which, in contrast to German and English, sport specific morphological markers for thetics as opposed to categoricals.

Thetics and Categoricals

Eric J. Reuland

F. R. Ankersmit

Jan Johann Albinn Mooij

Studying the relations between knowledge and language, one may distinguish two different lines of inquiry, one focusing on language as a body of knowledge, the other on language as a vehicle of knowledge.

From Orwell's Problem to Plato's Problem

Knowledge and Language

This typological overview compares the degree to which different languages have means to give expression to modality (possibility, necessity) without lexical and direct inflectional means. The criterial patterns derive from a variety of languages such as German, English, Chinese, French, Scandinavian, Italian, Romanian, Russian, Polish, and Gothic as well as Old High German. They encompass mainly the auxiliaries HAVE and BE, together with either an infinitival embedding of a full verb linked by the infinitival preposition TO, or other aspectual means. It is demonstrated that what appears as typical covert modal expressions in the Germanic languages, and the Indo-European ones in a wider sense, cannot be seen as a recurrent pattern in non-Indo-European languages. Yet, there are recurrent and plausible forms that allow for generalizations.

Covert Patterns of Modality

The main topics pursued in this volume are based on empirical insights derived from Germanic: logical and typological dispositions about aspect-modality links. These are probed in a variety of non-related languages. The logically establishable links are the following: Modal verbs are aspect sensitive in the selection of their infinitival complements – embedded infinitival perfectivity implies root modal reading, whereas embedded infinitival imperfectivity triggers epistemic readings. However, in marked contexts such as negated ones, the aspectual affinities of modal verbs are neutralized or even subject to markedness inversion. All of this suggests that languages that do not, or only partially, bestow upon full modal verb paradigms seek to express modal variations in terms of their aspect oppositions. This typological tenet is investigated in a variety of languages from Indo-European (German, Slavic, Armenian), African, Asian, Amerindian, and Creoles. Seeming deviations and idiosyncrasies in the interaction between aspect and modality turn out to be highly rule-based.

Implications and typological solutions

ModalityAspect Interfaces

Larisa Leisiö

Is the passive a unified universal phenomenon? The claim derived from this volume is that the passive, if not universal, has become unified according to function. Language as a means of communication needs the passive, or passive-like constructions, and sooner or later develops them based on other voices (impersonal active, middle, reflexive), specific semantic meanings such as adversativity, or tense-aspect categories (stative, perfect, preterit). Certain contributors review the passives in various languages and language groups, including languages rarely discussed. Another group of contributors takes a novel theoretical approach toward passivization within a broad typological perspective. Among the languages discussed are Vedic, Irish, Mandarin Chinese, Thai, Lithuanian, Mordvin, and Nganasan, next to almost all European languages. Various theoretical frameworks such as Optimality Theory, modern structuralist approaches, Role and Reference Grammar, cognitive semantics, Distributed Morphology, and case grammar have been applied by the different authors.

Form and Function

Passivization and Typology

Leonid Kulikov

This collection presents typological work on tense, aspect, and epistemic modality in a variety of languages and against the background of different schools of thinking, among which the St. Petersburg Typological School developed and so masterfully implemented by the Petersburg linguist, Vladimir Petrovich Nedjalkov. The volume honors this reputed scholar for his life work. It is in mainly this spirit (and the EUROTYPE spirit) that the following scholars have contributed to the volume: T.Tsunoda on Warrungu (Australian indigeneous language), L. Kulikov on Vedic, K. Kiryu on Japanese, Korean and Newari, N. Sumbatova on Svan (from the Kartvelian group), T.Bulygina & A. Shmelev on Russian, W. Boeder on Georgian, R. Thieroff on aorist and imperfect in European languages, Y. Poupynin on Russian, L. Johanson on Kipchak Turkic, I. Dolinina on Russian, N. Kozintseva on Old and Modern Eastern Armenian, Ch. Lee on Korean, W. Abraham on split ergative languages and German, G. Silnitsky on Russian, V. Plungian on Russian, E. Rakhilina on Russian, and K. Ebert on Kalmyk.

Essays in honour of Vladimir Nedjalkov

Tense-Aspect, Transitivity and Causativity

L. I. Kulikov

Essays in Honour of Vladimir Nedjalkov

Tense-aspect, Transitivity and Causativity

Is the passive a unified universal phenomenon? The claim derived from this volume is that the passive, if not universal, has become unified according to function. Language as a means of communication needs the passive, or passive-like constructions, and sooner or later develops them based on other voices (impersonal active, middle, reflexive), specific semantic meanings such as adversativity, or tense-aspect categories (stative,perfect, preterit). Certain contributors review the passives in various languages and language groups, including languages rarely discussed. Another group of contributors takes a novel theoretical approach toward passivization within a broad typological perspective. Among the languages discussed are Vedic, Irish, Mandarin Chinese, Thai, Lithuanian, Mordvin, and Nganasan, next to almost all European languages. Various theoretical frameworks such as Optimality Theory, Modern Structuralist Approaches, Role and Reference Grammar, Cognitive Semantics, Distributed Morphology, and Case Grammar have been applied by the different authors.

Form and function

The articles in this volume are inspired by the Minimalist Program first outlined in Chomsky's MIT Fall term class lectures of 1991 and in his seminal paper "A Minimalist Program for Linguistic Theory." The articles seek to develop further some key idea in the Minimalist Program, sometimes in ways deviating from the course taken by Chomsky.The articles are preceded by a 40 page introduction into the minimalist framework. The introduction pays special attention to the question how the minimalist framework developed out of the Principles and Parameters (Government and Binding) framework. The introduction serves as a guide through the entire volume, presenting the issues to be discussed in the articles in detail, and offering a thematic overview over the volume as a whole.Most of the articles in this volume are concerned with issues raised in Chomsky's first two minimalist papers, namely "A Minimalist Program for Linguistic Theory" (1993, first distributed in 1992) and "Bare Phrase Structure" (1995a, first distributed 1994). In acknowledgment of this, each article starts out with a quote from Chomsky (1993, 1995a). This quote also serves to highlight the particular grammatical or theoretical issue that is primarily discussed in the relevant article.Several articles relate issues raised in Chomsky's first two minimalist papers to the basic ideas in Kayne's book, The Antisymmetry of Syntax (1994, distributed in part in manuscript form in 1993). In many respects, therefore, these articles develop alternatives to ideas proposed in chapter 4, "Categories and Transformations," of Chomsky's most recent book, The Minimalist Program (1995b). Some of the articles contain references to chapter 4, and some comments on similarities and differences between ideas developed in these papers and in chapter 4 of Chomsky 1995b can also be found in the Introduction to this volume.

Syntactic Studies in the Minimalist Framework

Minimal Ideas

U t videam

The volume aims at a universal definition of modality or “illocutionary/speaker’s perspective force” that is strong enough to capture the entire range of different subtypes and varieties of modalities in different languages. The central idea is that modality is all-pervasive in language. This perspective on modality allows for the integration of covert modality as well as peripheral instances of modality in neglected domains such as the modality of insufficieny, of attitudinality, or neglected domains such as modality and illocutionary force in finite vs. nonfinite and factive vs. non-factive subordinated clauses. In most languages, modality encompasses modal verbs both in their root and epistemic meanings, at least where these languages have the principled distribution between root and epistemic modality in the first place (which is one fundamentally restricted, in its strict qualitative and quantitative sense, to the Germanic languages). In addition, this volume discusses one other intricate and partially highly mysterious class of modality triggers: modal particles as they are sported in the Germanic languages (except for English). It is argued in the contributions and the languages discussed in this volume how modal verbs and adverbials, next to modal particles, are expressed, how they are interlinked with contextual factors such as aspect, definiteness, person, verbal factivity, and assertivity as opposed to other attitudinal types. An essential concept used and argued for is perspectivization (a sub-concept of possible world semantics). Language groups covered in detail and compared are Slavic, Germanic, and South East Asian. The volume will interest researchers in theoretical and applied linguistics, typology, the semantics/pragmatics interface, and language philosophy as it is part of a larger project developing an alternative approach to Universal Grammar that is compatible with functionalist approaches.

Modality, typology, and universal grammar

Modes of Modality

An innovative survey that covers the linguistic questions of modality and mood, offering a new model for the phenomenon.

Modality in Syntax, Semantics and Pragmatics

It has often been noted that Dutch (and Frisian) reflects a particular stage of development between German and English. Phonologically, syntactically and morphologically, Dutch and German are closely related languages. Yet, there remain sufficient morphosyntactic differences in terms of language development. The contributions of this collection focus on the relationships and differences of these neighbouring West Germanic languages.

Papers from the "3rd Groningen Grammar Talks," Groningen, January 1981

On the Formal Syntax of the Westgermania

Sjaak de Meij

Some fundamental questions regarding sentence structure in linguistics concern whether all languages, at some level of abstraction, have the same structure, and what are the basic categories with which to describe sentence structure. The contributors of this volume are specialized in two quite different languages: Hungarian and German. Of the German papers three are mainly about focus (Abraham, Jacobs, and Stechow-Uhman), whereas the remaining ones (Haider and Scherpenisse) are mainly about V-second. The Hungarian papers are all about focus, of which those of Kálman, Kiefer, Marácz, and De Mey-Marácz are about focussing in the stricter sense. Hunyadi, Kenesei and É. Kiss focus on the pre-verbal area in general and the interpretation of operators in Hungarian in particular. The remaining papers (Horvath, Komlósy, and Szabolczi) are on the position of the PRE-V, the position immediately after the finite verb.

Papers from the 6th Groningen Grammar Talks, Groningen, 1984

Topic, Focus, and Configurationality

Theo Janssen

Die lexikalischen und grammatischen Formen in den germanischen Sprachen

Tempus – Aspekt – Modus

C. Jan-Wouter Zwart

This book takes up a variety of general syntactic topics, which either yield different solutions in German, in particular, or which lead to different conclusions for theory formation. One of the main topics is the fact that languages that allow for extensive scrambling between the two verbal poles, V-2 and V-last, need to integrate discourse functions like thema and rhema into the grammatical description. This is attempted, in terms of Minimalism, thus extending the functional domain. Special attention is given to the asymmetrical scrambling behavior of indefinites vs. definites and their semantic interpretation. Related topics are: Transitive expletive sentences, types of existential sentences with either BE or HAVE, the that-trace phenomenon and its semantics, negative polarity items, ellipsis and gapping, passivization, double negation  all of which have extensive effects both on distributional behavior and semantic disambiguation, reaching far beyond effects observable in English with its rigid, 'un-scrambable' word order.

Werner Abraham

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